PECB ISO-9001-Lead-Auditor Exam With Confidence Using Practice Dumps

According to ISO 9001:2015, clause 7.2, an auditor shall have the competence to:

Understand the requirements of ISO 9001 and how they relate to the audit

Understand the organization’s quality management system and its processes

Understand the applicable legal, regulatory, contractual and other requirements that affect the audit

Understand the needs and expectations of interested parties other than customers

Plan and conduct audits in accordance with ISO 19011

Evaluate audit evidence and draw appropriate conclusions

Communicate audit findings effectively1

Therefore, knowledge of ISO 9001 requirements and ISO 19011 audit principles are essential for every member of an audit team auditing an ISO 9001 quality management system.

Comprehensive and Detailed In-Depth Explanation:

Audit risks are categorized into different types based on where failures may occur in the QMS audit process.

Clause References:

ISO 19011:2018, Clause 6.3 – Managing Audit Risk: Defines different audit risks, including control risk.

Why is the Correct Answer A?

Control risk occurs when internal controls fail to prevent or detect nonconformities.

Even if controls exist, the risk remains if the QMS fails to identify or correct defects.

Why are the Other Options Incorrect?

B (Inherent risk) → This refers to risks naturally present in processes, even before controls are applied.

C (Detection risk) → This is the risk that an auditor fails to detect nonconformities.

D (Operational risk) → This refers to risks related to day-to-day business operations, not QMS audits.

Comprehensive and Detailed In-Depth Explanation:

Stage 1 Audit (ISO 9001:2015, Clause 9.2.2) is a documentation review to assess the readiness for a Stage 2 Audit. The auditor must document:

Observations that could lead to nonconformities, ensuring they are addressed before Stage 2.

Areas needing improvement, such as missing documented information or unclear process definitions.

While understanding the auditee’s main processes is important, documenting interviews is not a requirement at Stage 1.