ISO-9001-Lead-Auditor Exam Dumps : QMS ISO 9001:2015 Lead Auditor Exam

Comprehensive and Detailed In-Depth Explanation:

Clause References:

ISO 19011:2018 (Guidelines for Auditing Management Systems), Clause 5.3 – Establishing the Audit Objectives

ISO/IEC 17021-1:2015, Clause 9.1.2 – Audit Planning

Why is the Correct Answer C?

Audit objectives must be clearly defined in the audit offer to ensure that the scope, criteria, and purpose are agreed upon in advance.

ISO/IEC 17021-1:2015 (which governs certification bodies) requires that audit objectives be established before the audit begins to ensure transparency and effectiveness.

Sending audit objectives after an agreement has been reached could lead to misalignment between the auditee’s expectations and the audit’s purpose.

Why are the Other Options Incorrect?

A (Audit objectives should be known only after agreement) → Incorrect because objectives must be pre-defined in the audit offer.

B (Only the auditee should know the objectives) → Incorrect because both the auditor and auditee must align on objectives.

D (Approval from the lead auditor is sufficient) → Incorrect because audit planning follows formal procedures defined by ISO/IEC 17021-1.

According to the ISO 9000:2015 - Quality management systems — Fundamentals and vocabulary, correction is defined as “action to eliminate a detected nonconformity”. A nonconformity is defined as “non-fulfilment of a requirement”. Therefore, the process of modifying a non-conforming product to bring it within acceptance criteria is a correction, as it eliminates the non-fulfilment of the product specification. The other options are not correct, as they have different definitions and purposes:

•Concession: permission to release or use a nonconforming product, service or process

•Corrective action: action to eliminate the cause of a nonconformity and to prevent recurrence

•Preventive action: action to eliminate the cause of a potential nonconformity or other undesirable potential situation

Comprehensive and Detailed In-Depth Explanation:

ISO 19011:2018, Clause 5.4 (Audit Records Management) states that the audit schedule must be maintained as a key record.

Thus, C is the correct answer.