ISO-9001-Lead-Auditor Exam Dumps : QMS ISO 9001:2015 Lead Auditor Exam

The “Check” stage of the PDCA cycle is about monitoring, measuring, analysing and evaluating performance against objectives, requirements and planned activities.

B is correct because reviewing data at management review is part of evaluating QMS performance.

C is correct because monitoring customer feedback is checking whether customer needs and expectations are being met.

D is correct because monitoring supplier performance checks whether the outsourced manufacturing process is effective.

A, E, F and H are mainly “Plan/Do” activities. G may be a monitoring result, but the strongest three “Check” activities are B, C and D because they directly involve review, monitoring and evaluation of QMS performance.

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ISO 9001:2015 requires that nonconformities be objective, evidence-based, and referenced against defined requirements , not personal, prescriptive, or solution-driven.

When a nonconformity is raised, it must clearly show what requirement was not met and what objective evidence demonstrates this failure .

✅ Why D (Audit criteria) is required

A nonconformity must reference the requirement that was not fulfilled (e.g., ISO 9001 clause, procedure, contract, or legal requirement).

ISO 9001 defines nonconformity as “non-fulfilment of a requirement” .

Without audit criteria, there is no basis for declaring a nonconformity.

???? Supported by:

Clause 9.2.2 – Internal audits must determine whether the QMS conforms to requirements

Clause 10.2.2 – Documented information shall describe the nature of the nonconformity

✅ Why E (Relevant audit evidence) is required

ISO 9001 requires decisions and conclusions (including audit findings) to be based on evidence .

Audit evidence ensures objectivity and prevents subjective or opinion-based findings.

???? Supported by:

Clause 9.1.3 – Analysis and evaluation shall be based on data and information

Clause 9.2.2 – Audit results must demonstrate conformity or nonconformity based on evidence

❌ Why the other options are NOT correct

A (Name of person responsible) ISO 9001 focuses on system and process failures , not blaming individuals.

B (Target time for corrective action) This is part of corrective action planning , not the nonconformity statement itself (Clause 10.2).

C (Name of technical expert) ISO 9001 does not require identifying auditors or experts in the nonconformity statement.

F (Action to eliminate the nonconformity) Auditors must not prescribe solutions . The auditee determines corrective actions (Clause 10.2).

ISO 9001:2015 requires organisations to determine external and internal issues relevant to their purpose and strategic direction and to use this understanding to support planning and achievement of intended QMS results .

The key requirement is Clause 4.1 – Understanding the organisation and its context , supported by Clause 4.2 – Understanding the needs and expectations of interested parties .

Explanation of the correct audit trails:

A. Establish how the organisation determines its relevant interested parties

Clause 4.2 requires the organisation to determine interested parties that are relevant to the QMS and their requirements. Understanding interested parties is essential to identifying external and internal issues that influence strategic direction and QMS outcomes.

C. Establish how the organisation documents its external and internal issues

Clause 4.1 requires the organisation to determine relevant external and internal issues. While documented information is not explicitly mandated, auditors must verify how these issues are identified and captured to demonstrate systematic application and use in planning.

D. Establish how the organisation reviews information about external and internal issues

Clause 4.1 also requires the organisation to monitor and review information relating to external and internal issues. This audit trail confirms that context analysis is not static and is actively used to support QMS planning and intended results.

Explanation of why the other options are not selected:

B : Determining scope (Clause 4.3) uses context as an input, but does not itself demonstrate how issues are determined and used.

E and G : Trainer competence relates to Clause 7.2, not to determination and use of organisational context.

F : Maintaining training products relates to operational control, not context analysis.

H : Training room structure is an operational detail unrelated to external and internal issues.

ISO-aligned conclusion:

To explore how external and internal issues are determined and used to achieve intended QMS results, the auditor must follow audit trails that confirm:

Identification of relevant interested parties,

Determination and capture of issues affecting the organisation, and

Ongoing review of those issues to support planning and performance.