PECB ISO-IEC-42001-Lead-Auditor Exam With Confidence Using Practice Dumps

It is the certification body’s responsibility to ensure that an audit plan is established prior to the audit.

ISO/IEC 17021-1:2015 Clause 9.2.3.1 requires certification bodies to “ensure that an audit plan is established, communicated, and agreed upon.”

Updating or communicating the plan can be tasks delegated to the audit team leader, but the accountability for establishing the audit plan remains with the certification body.

In this context, the global bank is the auditee, as it is the organization being audited. According to ISO 19011:2018 – Clause 3.12, an auditee is “the organization being audited.”

Since the bank is undergoing an internal or external audit of its AI Management System (AIMS), it assumes the role of the entity whose AIMS is being evaluated for effectiveness, compliance, and performance.

Accreditation body is responsible for accrediting certification bodies.

Certification body conducts audits for conformity assessments.

Advisory body provides consultation but does not participate directly in audits.

Frequent analysis involves ongoing or regularly performed assessments, such as interviews with employees regarding their role awareness.

ISO 19011:2018 Clause 6.5.5 discusses auditor sampling and analysis, and frequent analysis refers to repeated testing of a process over time.

Periodic financial reviews (annual) or one-time deployment checks don’t qualify as frequent — but ongoing interviews and awareness checks do.