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PECB ISO-IEC-42001-Lead-Auditor Exam With Confidence Using Practice Dumps

Exam Code:
ISO-IEC-42001-Lead-Auditor
Exam Name:
ISO/IEC 42001:2023 Artificial Intelligence Management System Lead Auditor Exam
Vendor:
Questions:
198
Last Updated:
Feb 21, 2026
Exam Status:
Stable
PECB ISO-IEC-42001-Lead-Auditor

ISO-IEC-42001-Lead-Auditor: AI management system (AIMS) Exam 2025 Study Guide Pdf and Test Engine

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ISO/IEC 42001:2023 Artificial Intelligence Management System Lead Auditor Exam Questions and Answers

Question 1

Based on Scenario 5, Alterhealth determined the audit time. Is this acceptable?

Scenario 5: Alterhealth is a mid-sized technology firm based in Toronto. Canada. It develops Al systems for healthcare providers, focusing on improving patient care,

optimizing hospital workflows, and analyzing healthcare data for insights that can improve health outcomes. To ensure responsible and effective use of Al in its

operations, Alterhealth has implemented an artificial intelligence management system AIMS based on ISO/IEC 42001. After a year of having the AIMS in place, the

company decided to apply for a certification audit to obtain certification against ISO/IEC 42001.

The company contracted a certification body to conduct the audit, who assembled the audit team and appointed the audit team leader. The audit team leader had

conducted a certification audit at Alterhealth in the past. The top management of Alterhealth decided to reject the appointment of this auditor because they believed

that they would not receive added value from the audit. In response, the certification body appointed Jonathan, an independent auditor with no prior engagements with

Alterhealth, as the new audit team leader. Jonathan's introduction marked the beginning of a collaborative process aimed at evaluating the conformity of the AIMS to

ISO/IEC 42001 requirements.

The certification body determined the audit scope, which included only specific departments essential to the integration and application of Al, such as the Al Research,

Machine Learning Applications, and Al Ethics and Compliance Departments, and did not cover all of the departments covered by the AIMS scope. Meanwhile,

Alterhealth determined the audit time, setting the necessary time frame for planning and conducting a thorough and effective review to ensure all aspects of the AIMS

within the selected departments were meticulously reviewed.

Afterward, Jonathan received a detailed offer from the certification body, outlining his role and including information related to the audit, such as the audit's duration,

team members, their responsibilities, the limits to the audit engagement, and their salary compensation. With a clear mandate, Jonathan was tasked with a multitude

of responsibilities: defining the audit objectives and criteria, planning the audit process, identifying and addressing audit risks, managing communication with

Alterhealth, overseeing the audit team, and ensuring a smooth and conflict free execution.

With Jonathan's leadership and a well-defined audit framework in place, the certification audit proceeded with a structured and objective evaluation of Alterhealth's

AIMS.

Options:

A.

Yes, the audit time must be determined by the auditee

B.

No, the audit time must be determined by the audit team leader

C.

No, the audit time must be determined by the certification body

D.

Yes, if agreed upon with the auditor in writing

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Question 2

In the functional view of an AI system, what role does the processing component play?

Options:

A.

It encompasses introducing new data into the model, enabling it to generate predictions, undertake actions, or offer recommendations

B.

It pertains to the model's training phase, where the system learns to recognize patterns and make decisions

C.

It involves the decision-making processes of data scientists, engineers, and others responsible for the system's creation, maintenance, and management

Question 3

Question:

Which of the following examples depicts frequent analysis?

Options:

A.

The auditor selects a sample of employees to determine if they are aware of their roles and responsibilities relevant to AI

B.

The auditor conducts a yearly review of the company’s financial statements to assess long-term financial stability

C.

The auditor observes the AI system’s performance during its initial deployment to ensure it meets operational standards