PECB ISO-IEC-42001-Lead-Auditor Exam With Confidence Using Practice Dumps

Aclear and agreed audit scopeensures that the audit willadequately cover all relevant areas of the AI Management Systemand that the audit team understands:

Boundaries of the audit(departments, processes, AI systems)

Objectives and criteria

Whatmust be included or excluded

As perISO 19011:2018 – Clause 5.2, determining the audit scope is critical to ensuring theaudit is effective, relevant, and complete. Similarly, inISO/IEC 42001:2023 – Clause 9.2.1, the scope must be defined to evaluate the full effectiveness of the AIMS.

The PECB Lead Auditor Guide reinforces that without a clear scope, the audit risks missingcritical operational, ethical, or compliance-related areas.

The first step in the audit process isInitiating the audit.

As perISO 19011:2018 – Clause 6.3, initiating the audit involves activities such asappointing the audit team, defining theaudit scope and objectives, andcommunicating with the auditeeto set expectations.

After initiation, the auditor proceeds withdocument review, followed by theopening meeting, and then moves into audit execution and reporting.

An audit schedule must be preparedbeforethe initiation of the audit.

ISO/IEC 17021-1:2015 Clause 9.2.3.1andISO 19011:2018 Clause 6.4.3require that the audit program and detailed schedule must be createdpriorto starting on-site activities.

TheISO/IEC 42001 Lead Auditor Guidenotes:“The audit schedule must be planned andshared with the auditee during pre-audit activities.”