PECB ISO-IEC-27001-Lead-Auditor Exam With Confidence Using Practice Dumps

In the context of ISO/IEC 27001 audits, the audit team is appointed by the certification body, not by the organization being audited. Data Grid Inc. is responsible for specifying the audit criteria and defining the audit scope, but not for appointing the audit team.

The three audit findings that would prompt you to raise a nonconformity report are:

•The organisation is treating information security risks in the order in which they are identified

•The organisation’s risk assessment criteria have not been reviewed and approved by top management

•The organisation’s information security risk assessment process is based solely on an assessment of the impact of each risk

According to ISO/IEC 27001:2022, clause 6.1.2, the organisation must establish and maintain an information security risk management process that is consistent with the organisation’s context and aligned with its overall risk management approach1. This process must include the following steps:

•Establishing the risk assessment criteria, which must be approved by top management and reflect the organisation’s risk appetite and objectives2

•Identifying the information security risks, which must consider the assets, threats, vulnerabilities, impacts, and likelihoods3

•Analysing the information security risks, which must determine the levels of risk and compare them with the risk criteria4

•Evaluating the information security risks, which must prioritise the risks and decide whether they need treatment or not5

Therefore, the audit findings B, E, and F indicate that the organisation is not following the required steps of the information security risk management process, and thus are nonconformities with the standard.

The other audit findings are not necessarily nonconformities, as they may be acceptable depending on the organisation’s context and justification. For example:

•Audit finding A may be acceptable if the organisation has identified and treated the additional information security risks that are relevant to its scope and objectives, and has documented the rationale for doing so6

•Audit finding C may be acceptable if the organisation has assigned clear roles and responsibilities for the information security risk management process, and has ensured that the risk owners have the authority and competence to manage the risks7

•Audit finding D may be acceptable if the organisation has defined and communicated the meaning and implications of the emoji-based risk classification, and has ensured that it is consistent with the risk criteria and the risk treatment process8

•Audit finding G may be acceptable if the organisation has justified the use of discrete values for the probability of the information security risks, and has ensured that they are realistic and consistent with the risk criteria and the risk analysis method9

•Audit finding H may be acceptable if the organisation has established and maintained different systems for assessing operational and strategic information security risks, and has ensured that they are integrated and aligned with the overall risk management approach and the ISMS objectives10

The number of days assigned to a third-party audit is not determined by the auditee’s availability, but by the audit program, which considers the audit scope, objectives, criteria, risks, and resources12. The auditee’s availability is only one factor that affects the audit planning and scheduling, but not the audit duration3. Auditors approved for conducting onsite audits do require additional training for virtual audits, as there are significant differences in the skillset required. Virtual audits pose different challenges and opportunities than onsite audits, such as communication, technology, security, and evidence collection4 . Auditors need to be familiar with the tools and techniques for conducting remote audits, as well as the ethical and professional behavior expected in a virtual environment . References:

PECB Candidate Handbook - ISO 27001 Lead Auditor, page 18

ISO 19011:2018, Guidelines for auditing management systems, clause 5.3.2

ISO 19011:2018, Guidelines for auditing management systems, clause 6.3.1

Deloitte - Conducting a Virtual Internal Audit, page 1

[A Guide to Conducting Effective and Efficient Remote Audits], page 1

[ISO 19011:2018, Guidelines for auditing management systems], clause 7.2.3

[Remote Auditing Best Practices & Checklist for Regulatory Compliance], page 1