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ISO-14001-Lead-Auditor Exam Dumps : PECB Certified EMS ISO 14001 Lead Auditor Exam

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PECB Certified EMS ISO 14001 Lead Auditor Exam Questions and Answers

Question 1

In the case of ISO 14001 EMS audits that follow the recommendations of ISO 19011, which two of the following statements are true?

Options:

A.

Internal auditors can audit their own work.

B.

The audit plan should consider the effect of the audit activities on the auditee's processes.

C.

An audit on an external provider may also be referred to as a third-party audit.

D.

The frequency of internal audits is determined based on the environmental importance of the processes concerned.

E.

Second-party audits are conducted by certification body auditors with experience in evaluating legal compliance.

F.

EMS auditors do not need to evaluate the organisation's capability to respond to and recover from disruptive incidents.

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Question 2

You work for a certification body. In two months, you will have to lead an audit of a pharmaceutical organisation, ABC, that manufactures vaccines to combat a pandemic. When planning the audit team, you select one of the certification body auditors who is professionally qualified in Biochemistry and Pharmacy. However, she is not fully aware of all legal applicable requirements. You recommend the certification body hire a compliance expert to assist the audit team. In which two clauses of ISO 14001:2015 would you consider that auditors may need the help of the expert?

Options:

A.

5.2 Environmental Policy

B.

7.1 Resources

C.

5.1 Leadership

D.

4.2 Understanding needs and expectations of interested parties

E.

9.2 Internal audits

F.

9.1.2 Compliance obligations

Question 3

A small services organisation has been contracted to handle the disposal of waste for a local hospital. You are an auditor conducting a Stage 2 audit of the care home to ISO 14001. You are reviewing the contract with the Service Manager (SM). An addendum to the contract only requires that biological waste is disposed of in the most environmentally friendly way, without reference to any regulatory requirements.

You: How was the waste disposal plan for the contract developed?

SM: We have a basic template that covers the materials, labour requirements and methods to be employed. Some of that is specified by the contractor.

You: How does the plan deal with specific items like biological waste, which are included in the contract and can pose biological hazards to the environment?

SM: The basic plan covers general waste, but we have an addendum that covers biological waste.

You: Are you aware of the regulatory requirements for waste disposal standards in hospitals?

SM: Yes but we depend on the contractor to look after that side of things.

You raise a nonconformity against section 8.1.d of ISO 14001.

At the Stage 2 closing meeting of the audit, the EMS Manager objects to the nonconformity raised and asks for it to be withdrawn. He insists that they meet all the regulations.

Choose one of the options that the audit team leader should take in response to the request.

Options:

A.

Offer to downgrade the nonconformity to an opportunity for improvement if the organisation can prove its compliance with regulations.

B.

Confirm that it is a valid nonconformity supported by a lack of evidence for meeting the requirement.

C.

Advise that the nonconformity will be reconsidered after the meeting.

D.

Consult with the auditor who raised the nonconformity and ask whether he will agree to withdraw it.