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ISO-14001-Lead-Auditor Exam Dumps : PECB Certified EMS ISO 14001 Lead Auditor Exam

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PECB Certified EMS ISO 14001 Lead Auditor Exam Questions and Answers

Question 1

A multi-level shopping centre is open every day to the public from 09:00-21:00. During an external audit of the centre to ISO 14001, you establish that there are 40 vending machines that are permanently switched on. Thirty of them do not sell perishable foodstuffs. You also note that there are eight escalators in the complex that run constantly during public access. When asked about environmental performance improvement objectives, the Centre Manager says that there are plans to increase the natural daylight by installing more skylights, thus saving on lighting costs, but the board has not yet approved the estimated budget for this.

You: I note that energy consumption is a significant environmental aspect in the centre. How do you mitigate the impacts of this?

EMS Manager: We try to reduce our energy costs by negotiating a better deal from the energy company. We are considering changing to one that only supplies electricity from renewable sources.

You: What steps have you taken to reduce overall consumption?

EMS Manager: We conducted awareness training for staff. For example, turning off lights in staff areas not being used.

You: I see that the escalators account for the highest usage of energy. Are there any objectives to try to reduce this?

EMS Manager: No, it would be too costly to change them.

You: How do you measure electricity consumption?

EMS Manager: We have meters installed on each floor of the centre. We take readings every hour, and we plot the consumption graph for every staff shift.

Select three options that would provide evidence of conformance with clause 9.1.1 of ISO 14001.

Options:

A.

Training records for centre staff.

B.

An environmental objective to achieve lower energy consumption.

C.

Periodic analysis of the results of meter readings.

D.

Certification showing that the meters are calibrated to known standards.

E.

Ambient temperature measurements of management offices.

F.

A procedure that provides instructions in taking meter readings and using them to plot a graph.

G.

Installing motion sensor lighting in rooms to switch lights off automatically when empty.

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Question 2

A group of 22 Italian restaurants in downtown San Francisco (US) established an EMS following the requirements of ISO 14001. You are performing an internal audit before the fourth certification cycle. The audit plan included an audit of the General Manager (GM) as the last interview before the closing meeting. During the interview with the GM, you audit clause 10.3 (Continual improvement). The dialogue is as follows.

You: Could you please tell me how did you improve the EMS to enhance environmental performance (Clause 10.3)?

GM: One way to improve the EMS is to improve one or several of its processes. We decided to improve the water-consuming processes in all our branches. We use water in many of our processes (e.g. to wash our kitchens, our cutlery, plates, and glasses, to keep our floors clean). The idea was to review these processes in detail to reduce the amount of water used per customer. Each of the 22 branches sent us their results, we analysed the data and found out that the average water consumption per customer was reduced by 13%; therefore, we improved our environmental performance. We are happy about that.

You: What about the results in each branch?

GM: Have a look at this table:

Analysing this table, what would be your decision related to raising nonconformities to clause 10.3? Select two.

Options:

A.

I would raise a nonconformity for branches in D

B.

I would raise a nonconformity for branches in C and D

C.

I would raise an opportunity for improvement for branches in B, C, and D

D.

I would raise a nonconformity for the whole group

E.

I would raise a nonconformity for branches in B

F.

I would not raise any nonconformity

Question 3

In the case of ISO 14001 EMS audits that follow the recommendations of ISO 19011, which two of the following statements are true?

Options:

A.

Internal auditors can audit their own work.

B.

The audit plan should consider the effect of the audit activities on the auditee ' s processes.

C.

An audit on an external provider may also be referred to as a third-party audit.

D.

The frequency of internal audits is determined based on the environmental importance of the processes concerned.

E.

Second-party audits are conducted by certification body auditors with experience in evaluating legal compliance.

F.

EMS auditors do not need to evaluate the organisation ' s capability to respond to and recover from disruptive incidents.