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IIA IIA-CFSA Exam With Confidence Using Practice Dumps

Exam Code:
IIA-CFSA
Exam Name:
Certified Financial Services Auditor
Certification:
Vendor:
Questions:
511
Last Updated:
Apr 30, 2025
Exam Status:
Stable
IIA IIA-CFSA

IIA-CFSA: IIA Other Certification Exam 2025 Study Guide Pdf and Test Engine

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Certified Financial Services Auditor Questions and Answers

Question 1

____________ swaps give companies extra flexibility to exploit their comparative advantage in their respective borrowing markets.

Options:

A.

Fixed-floating swaps

B.

Currency swaps

C.

Interest rate swaps

D.

None of these

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Question 2

Which one of the following activities is not related to the trust committee activities that should be reviewed?

Options:

A.

Whether regular meetings are held and documented by meeting minutes

B.

Whether the trust committee contains at least one member who is not a bank officer

C.

Whether there is adequate oversight of the trust committee’s activities by board of directors

D.

None of these

Question 3

There are different classes of mutual funds. Classes that typically do not have a front-end sales load. Instead they may impose a contingent deferred sales load and a 12b-1 fee (along with other annual expenses) is called:

Options:

A.

Class A

B.

Class B

C.

Class C

D.

Both B&C