CSP-Assessor Exam Dumps : Customer Security Programme Assessor Certification(CSPAC)

The SWIFT CSP requires a consistent and independent assessment process, as specified in the "Independent Assessment Framework" and "Independent Assessment Process for Assessors Guidelines." Let’s evaluate each option:

•Option A: Yes, a SWIFT user can combine multiple assessment types (internal and external assessment) as long as all controls are covered

This is incorrect. The CSP mandates that the assessment be conducted by a single, independent assessor or firm to ensure uniformity and objectivity. Mixing internal audits (which lack independence) with external assessments does not meet the requirement, as per the "Independent Assessment Framework."

•Option B: No, because the SWIFT user cannot be sure the same approach and quality will be delivered

This is incorrect as the primary reason. While consistency is a concern, the main issue is the lack of independence, not just quality variation.

•Option C: Yes, but only if there is a signed agreement between all involved assessors

This is incorrect. A signed agreement does not resolve the CSP’s requirement for a single independent assessment. The "Independent Assessment Process for Assessors Guidelines" does not allow hybrid assessments.

•Option D: No, SWIFT can reject the attestation in such situations

This is correct. SWIFT reserves the right to reject attestations if the assessment process does not comply with the requirement for a fully independent assessment by a certified assessor. The "Swift_CSP_Assessment_Report_Template" and "CSCF Assessment Completion Letter" must reflect a single, consistent evaluation, and the "Independent Assessment Framework" explicitly prohibits reliance on internal audits for compliance attestation.

Summary of Correct Answer:

This approach is not acceptable, and SWIFT can reject the attestation (D).

References to SWIFT Customer Security Programme Documents:

•Independent Assessment Framework: Requires a single independent assessor.

•Independent Assessment Process for Assessors Guidelines: Prohibits mixed assessment types.

•Swift_CSP_Assessment_Report_Template: Reflects a unified assessment process.

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This question pertains to Local Security Officer (LSO) and Remote Security Officer (RSO) accounts on SWIFT Alliance Access, a key component of the SWIFT infrastructure. Let’s evaluate each statement:

A. They are local Security Officers

LSOs and RSOs are indeed Security Officers responsible for managing security functions on Alliance Access. LSOs operate locally, while RSOs can perform tasks remotely, but both are classified as Security Officers under SWIFT’s terminology.

CSCF Control "3.1 Database Integrity" focuses on ensuring the integrity of databases used by SWIFT-related components. Let’s evaluate each option:

•Option A: Nothing is further expected when the messaging interface or connector integrates/embeds an integrity check functionality at each SWIFT transaction record level

This is incorrect as a sole expectation. While embedding integrity checks (e.g., checksums or hashes) in a messaging interface or connector is a valid measure, the CSCF expects additional protections for the database itself, not just reliance on application-level checks. The "Swift Customer Security Controls Framework v2025" requires broader database security.

•Option B: When a database is used by a messaging interface or connector, the related hosted database and its supporting system is expected to be protected as a SWIFT-related component, the identified exceptions alerted and followed-up

This is correct. Control 3.1 mandates that databases supporting SWIFT components (e.g., storing transaction data for Alliance Access) be protected as in-scope components. This includes securing the database and its system (e.g., via access controls, encryption) and addressing integrity exceptions through alerts and follow-up, as detailed in the "Assessment template for Mandatory controls."

•Option C: Alerts generated from performed integrity checks are captured and analyzed for appropriate treatment

This is correct. The CSCF expects institutions to monitor database integrity (e.g., via logging) and analyze alerts to detect and respond to anomalies, aligning with Control "3.1" and "5.1 Operational Incident Response." The "CSP_controls_matrix_and_high_test_plan_2025" includes this as a compliance criterion.

Summary of Correct Answers:

The CSCF expects the database and its system to be protected with alerts and follow-up (B) and alerts to be captured and analyzed (C).

References to SWIFT Customer Security Programme Documents:

•Swift Customer Security Controls Framework v2025: Control 3.1 defines database integrity requirements.

•Assessment template for Mandatory controls: Includes protection and alert management.

•CSP_controls_matrix_and_high_test_plan_2025: Tests database integrity measures.

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