IIA-CIA-Part1 Exam Results

Essentials of Internal Auditing Questions and Answers

Question 33

Which of the following best describes a proactive role for the internal audit activity with regard to the organization's ethics program?

Options:

Becoming a voting member of the organization's internal ethics council.

Performing an annual organizationwide employee survey.

Reviewing all departmental ethics-related policies.

Conducting annual ethics training for all employees.

Question 34

The accounting department asked the chief audit executive (CAE) to perform a review of suspicious transactions The CAE was an accounting manager for the organization six months ago How should she respond to the request?

Options:

Decline, if it is consulting engagement because she recently worked in the organization s accounting department

Accept, 11 is an assurance engagement, as she has been out of the department long enough to not impair objectivity.

Inform the accounting department mat me engagement can take place m the future once she has been removed from accounting for a longer period of time.

Accept, it is a consulting engagement with agreed-upon scope and services to be provided by me internal audit activity.

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Essentials of Internal Auditing Questions and Answers

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