ACI-Financial 3I0-013 Updated Exam

A “probable matched items report” (a report in which most fields match but there are some discrepancies)

A “calculated fees report” (a report of the expected fees owed)

A “matched items report” (a report of all fields that match)

An “unmatched items report” (a report of items for which one is unable to find matches)

From the counterparty: the trade confirmation, In-house: the trade confirmation, nostro reconciliation details, the dealing ticket and eventually dealing-system conversation printout

From the counterparty: the dealers name and phone number. In-house: dealer's name as well as the exact time the deal was processed

From the counterparty: the trade confirmation, In-house: the open item list, nostro reconciliation details and the dealing ticket

From counterparty: the balance report and the trade confirmation; In-house: the dealing-system conversation printout

The date a trade is undertaken

The date the fixing rate is agreed upon

The date the settlement occurs

The date confirmations are exchanged between counterparties

You should decline the gift.

You should share the gift amongst your back office colleagues.

You should report the gift to management and leave it to the management's discretion as to whether you are allowed to keep the gift.

You should accept the gift without question as it was personally addressed to you.