3I0-013 Exam Dumps : ACI Operations Certificate challenging

A “probable matched items report” (a report in which most fields match but there are some discrepancies)

A “calculated fees report” (a report of the expected fees owed)

A “matched items report” (a report of all fields that match)

An “unmatched items report” (a report of items for which one is unable to find matches)

Derivatives brokers significantly over-charged their clients

Institutions did not understand the leverage of their transactions

Money managers engaged in intra-day trading

Money managers embezzled money using derivatives

He/she should report this to his/her supervisor

He/she should respond to the questions

He/she should avoid the dealer

He/she should refuse to answer the questions