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3I0-013 Exam Dumps : ACI Operations Certificate challenging

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ACI Operations Certificate challenging Questions and Answers

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Question 1

If the back office staff receive a trade that is incomplete, which information is absolutely essential for processing the trade?

Options:

A.

The clearing house phone number

B.

The account number to which fees are booked

C.

The identity of the counterparty’s dealer

D.

The name of the counterparty

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Question 2

Where is the bank with the BIC-address "BOJPJPJT" located?

Options:

A.

Jamaica

B.

Jordan

C.

Bosnia

D.

Japan

Question 3

If a trade is to settle in a CCP or CLS:

Options:

A.

The parties may agree verbally not to exchange confirmations

B.

A party can unilaterally eliminate confirmations for these trades

C.

It is left to the discretion of each party to send a confirmation or not

D.

The parties may agree in writing not to exchange confirmations

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