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PECB ISO-45001-Lead-Auditor Questions Answers

PECB Certified ISO 45001 Lead Auditor Exam Questions and Answers

Question 17

During a second-party audit at a sawmill, you find that the OHSMS Manager conducted the hazard identification process. In the risk assessment report, hazards were listed as physical hazards, chemical hazards, biological hazards and psychosocial hazards, with the hazards categories as low medium and high to be addressed. The OHSMS Manager did not have an action plan for low and medium risks, saying that they ignored those He stated that they brought in a health and safety consultant to advise on treatment for the high risks.

When interviewing the OHSMS Manager, the auditor presents a nonconformity relating to potential hazards In the factory If the dust extraction system broke down. The OHSMS Manager said that. If that happened, the agreed planned action is that workers would put masks on.

Select one of the options for how the auditor should respond to this statement.

Options:

A.

Advise that the factory should cease its operations It the dust extraction equipment malfunctioned.

B.

Ask the OH5MS Manager to confirm that this action meets regulatory requirements for air purity.

C.

Seek evidence that the response action is both Implemented and effective.

D.

Suggest that they should increase their maintenance checks.

Question 18

Which one option defines what is to be achieved by an audit?

Options:

A.

A finding of the audit

B.

An audit criterion

C.

The objective of the audit

D.

The scope of the audit"

Question 19

An auditor of a manufacturer of plastic packaging products for the food industry found a nonconformity in an internal audit report raised against section 10.2 of ISO 45001 in Report IA202. The nonconformity (NC3) stated: "The level of reported health and safety incidents has increased by 9.7% over the last 12 months. This included an increase in reported accidents." Against this background, the third-party audit team found more than twenty minor nonconformities during the audit, which they agreed should be combined into one major nonconformity against clause 4.4 of ISO 45001. "The organisation has failed to demonstrate that it is maintaining and continually improving a health and safety management system." Select two options which would represent acceptable corrective actions for the nonconformity.

Options:

A.

Top management initiated a comprehensive review of the internal and external issues to decide on actions that could lead to improving the performance of the OHSMS.

B.

Union representatives of the workers were invited to attend the OH&S management meetings.

C.

Top Management developed and is leading a programme to promote an effective culture of support for the OHSMS.

D.

Staff from departments with nonconformities were given regular OH&S safety training sessions during their daily toolbox talks.

E.

External consultants were appointed to conduct a gap analysis of the OHSMS and report on the gaps found.

F.

OH&S champions were appointed in each department to report near misses and incidents in the OHSMS.

Question 20

Showitoff is an organization specialization in the design and production of wall decorating materials for the domestic market.

During an ISO 45001 certification audit of the site, the auditor comes across an open, walled area just outside the maintenance department. It contains various scraps of wood and metal as well as serveral rusty components. Several heavy concrete beams are learning against a thin brick wall in which cracks are available. When asked about it, the OHS Manager states that he presumes that the materials come from maintenance work, so it is the Maintenance Manager’s responsibility.

The auditor interview the Maintenance Manager in his department. He asks about the area outside and is told that it contains some excess material that the Manager likes to keep in case they come in handy at some stage. The auditor points out that the wall appears to be unstable and could collapse at any moment. The Maintenance Manager is not aware of such a situation.

Wash-it-up is an organization that provides window cleaning services for the industrial sector. It has been certified to ISO 45001 for some time and has appointed a new OHS Manager. The auditor asks to see the most recent management review meeting minutes.

Which three statement would represent input audit evidence for the management review?

Options:

A.

Allocation of a bigger budget for the OHS department

B.

Decisions on Improvements in the OHSMS

C.

Decisions related to continual Improvement opportunities

D.

Procurement of new safety harnesses for workers

E.

Proposal to priorities health and safety issues as a business strategy

F.

Report showing the trend of on increase in safety incidents

G.

Updates to the risk register