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Series-7 Exam Dumps : Series 7 General Securities Representative Qualification Examination (GS)

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

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Question 1

Which of the following registered investment companies normally sells with an appropriate commission added to the contract price?

Options:

A.

an open-end investment company

B.

a unit investment trust

C.

a face-amount certificate company

D.

a closed-end investment company

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Question 2

A public offering by an investment banker in which any securities not sold are returned to the issuer is known as:

Options:

A.

a firm commitment

B.

a best efforts offering

C.

an all or none offering

D.

a contingency offering

Question 3

Which of the following is identified as a funded debt instrument?

Options:

A.

US treasury bond

B.

Series EE savings bond

C.

corporate bond

D.

Fannie Mae bond

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