Q. # 1: What is the FINRA Series-7 Exam?
The FINRA Series-7 Exam, also known as the General Securities Representative Qualification Examination, assesses the competency of an entry-level registered representative to perform their job as a general securities representative.
Q. # 2: Who is the target audience for the FINRA Series-7 Exam?
The target audience for the FINRA Series-7 Exam includes individuals who wish to become general securities representatives, such as stockbrokers, financial advisors, and investment representatives. Candidates must be associated with and sponsored by a FINRA member firm or other applicable self-regulatory organization (SRO) member firm.
Q. # 3: What topics are included in the FINRA Series-7 Exam?
The FINRA Series-7 Exam covers a wide range of topics, including public offerings and private placements of corporate securities, rights, warrants, mutual funds, money market funds, unit investment trusts (UITs), exchange-traded funds (ETFs), real estate investment trusts (REITs), and more.
Q. # 4: How many questions are on the FINRA Series-7 Exam?
The FINRA Series-7 Exam consists of 125 multiple-choice questions.
Q. # 5: What is the duration of the FINRA Series-7 Exam?
Candidates have 225 minutes to complete the FINRA Series-7 exam.
Q. # 6: What is the passing score for the FINRA Series-7 Exam?
To pass the FINRA Series-7 Exam, candidates must achieve a score of at least 72%.
Q. # 7: What study materials are available for the FINRA Series-7 Exam?
CertsTopics offers a variety of study materials, including Series-7 PDF questions, practice tests, and study guide for the FINRA Other Certification Exam. Our Series-7 practice questions are designed to help candidates prepare effectively and increase our chances of success.
Q. # 8: How can I purchase Series-7 study materials from CertsTopics?
Purchasing Series-7 study materials from CertsTopics is easy. Simply add the desired Series-7 PDF and Testing Engine to your cart, proceed with payment, and gain instant access to the Series-7 PDF questions.
Q. # 9: Are there any continuing education requirements for Series-7 license holders?
Yes, Series-7 license holders must complete continuing education requirements to maintain their license. This includes both regulatory and firm-specific training.
Q. # 10: Does CertsTopics offer any guarantee for success?
Yes, CertsTopics provides a success guarantee. Our high-quality Series-7 study materials are designed to maximize your chances of passing the FINRA Series-7 Exam on the first attempt.
