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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Vendor:
Questions:
400
Last Updated:
Apr 5, 2026
Exam Status:
Stable
FINRA Series-7

Series-7: General Securities Representative Exam 2025 Study Guide Pdf and Test Engine

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

Question 1

Bubba sells short 100 XYZ at $60 and makes the required Regulation T deposit of 50%. XYZ then rises I price to $65.

At this point what is the credit balance?

Options:

A.

$2,500

B.

$3,500

C.

$6,000

D.

$9,000

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Question 2

In a 401(k) plan, when are employee’s contributions of compensation deferral vested?

Options:

A.

after 2 years

B.

immediately

C.

after 5 years

D.

the same as the employer’s contributions

Question 3

Bubba buys a municipal bond at a discount and holds it to maturity.

Which of the following is true?

Options:

A.

interest is taxable as ordinary income

B.

the capital gain is tax exempt

C.

interest is tax exempt, but the capital gain is taxable

D.

the capital gain is tax exempt, but the interest is taxable as ordinary income