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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Certification:
FINRA Other Certification
Vendor:
FINRA
Questions:
400
Last Updated:
Mar 27, 2025
Exam Status:
Stable
FINRA Series-7

Series-7: FINRA Other Certification Exam 2025 Study Guide Pdf and Test Engine

Are you worried about passing the FINRA Series-7 (Series 7 General Securities Representative Qualification Examination (GS)) exam? Download the most recent FINRA Series-7 braindumps with answers that are 100% real. After downloading the FINRA Series-7 exam dumps training , you can receive 99 days of free updates, making this website one of the best options to save additional money. In order to help you prepare for the FINRA Series-7 exam questions and verified answers by IT certified experts, CertsTopics has put together a complete collection of dumps questions and answers. To help you prepare and pass the FINRA Series-7 exam on your first attempt, we have compiled actual exam questions and their answers. 

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

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Question 1

If the Federal Reserve wished to ease credit, which of the following steps would it take?

Options:

A.

raise the discount rate

B.

purchase securities in the open market

C.

lower reserve requirements

D.

both B and C

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Question 2

A wealth investor gives Bubba discretion to invest $50,000 for him in any way Bubba sees fit. Therefore, Bubba must:

Options:

A.

a registered representative with the SEC under the Investment Advisors Act of 1940

B.

conform to the prudent man requirements in that state

C.

furnish written documents of authority to the brokerage firm executing the orders

D.

be registered with the NYSE and FINRA as a representative

Question 3

An excerpt from a recent tombstone ad reveals bonds offered publicly at 101.

Why were they priced at a premium?

Options:

A.

to enable investors to establish a tax loss when the bonds are redeemed at maturity

B.

to reflect prevailing credit ratings and market conditions for the issuer

C.

to provide the issuer with a larger deduction from pre-tax earnings for higher than usual interest payments

D.

to comply with SEC rules mandating such pricing for debt issues maturing in the year 2000 and thereafter

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