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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Certification:
FINRA Other Certification
Vendor:
FINRA
Questions:
400
Last Updated:
Apr 30, 2025
Exam Status:
Stable
FINRA Series-7

Series-7: FINRA Other Certification Exam 2025 Study Guide Pdf and Test Engine

Are you worried about passing the FINRA Series-7 (Series 7 General Securities Representative Qualification Examination (GS)) exam? Download the most recent FINRA Series-7 braindumps with answers that are 100% real. After downloading the FINRA Series-7 exam dumps training , you can receive 99 days of free updates, making this website one of the best options to save additional money. In order to help you prepare for the FINRA Series-7 exam questions and verified answers by IT certified experts, CertsTopics has put together a complete collection of dumps questions and answers. To help you prepare and pass the FINRA Series-7 exam on your first attempt, we have compiled actual exam questions and their answers. 

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

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Question 1

A mutual fund custodian is paid according to which of the following specifications when receiving deposits from a shareholder’s reinvestment plan?

Options:

A.

a commission for each share purchased

B.

a percentage of the sales charge

C.

a processing fee

D.

a percentage of the fund’s net asset value

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Question 2

Bubba has several accounts at a brokerage firm. Which of the following is not covered by SIPC?

Options:

A.

individual account in Bubba’s name only

B.

commodities account in Bubba’s name only

C.

joint account of Bubba and his wife

D.

joint account of Bubba and his son, Bubba, Jr.

Question 3

Bubba sells 100 shares of XYZ short at $58 and buys 1 XYZ Mar 60 Call at $3.

What is the customer’s maximum loss?

Options:

A.

$500

B.

$100

C.

unlimited

D.

$5,500

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