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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Certification:
Vendor:
Questions:
400
Last Updated:
Jul 19, 2025
Exam Status:
Stable
FINRA Series-7

Series-7: FINRA Other Certification Exam 2025 Study Guide Pdf and Test Engine

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

Question 1

With the Regulation T requirement at 50%, a firm wishes to impose house rules that require a minimum equity of 40%.

Which of the following is true?

Options:

A.

this cannot be implemented because the level is below Reg T

B.

this cannot be implemented since maintenance requirements are only 25% of equity for long positions

C.

this is permissible

D.

this action must be approved by the FRB and FINRA

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Question 2

A buy-in of a customer’s sale transaction is mandated if the securities have not been received by the broker/dealer within how many business days following the settlement date:

Options:

A.

5

B.

10

C.

20

D.

30

Question 3

Which of the following is not an intangible drilling cost?

Options:

A.

salaries

B.

supplies and fuel

C.

machinery and pipe

D.

repairs