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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Certification:
Vendor:
Questions:
400
Last Updated:
Jul 19, 2025
Exam Status:
Stable
FINRA Series-7

Series-7: FINRA Other Certification Exam 2025 Study Guide Pdf and Test Engine

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

Question 1

If a municipality has funds available to make a partial call of an issue of outstanding serial bonds, which bonds should be called first?

Options:

A.

the shortest maturity

B.

the maturity with the largest number of bonds

C.

the longest maturity

D.

the maturity bearing the lowest interest rate

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Question 2

As a general rule, when a partnership is terminated, in what order are assets distributed?

Options:

A.

general creditors, secured lenders, limited partners, general partners

B.

secured lenders, limited partners, general creditors, general partners

C.

secured lenders, general creditors, limited partners, general partners

D.

general creditors, general partners, limited partners, secured lenders

Question 3

A mutual fund custodian is paid according to which of the following specifications when receiving deposits from a shareholder’s reinvestment plan?

Options:

A.

a commission for each share purchased

B.

a percentage of the sales charge

C.

a processing fee

D.

a percentage of the fund’s net asset value