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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Vendor:
Questions:
400
Last Updated:
Feb 5, 2026
Exam Status:
Stable
FINRA Series-7

Series-7: General Securities Representative Exam 2025 Study Guide Pdf and Test Engine

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

Question 1

Bubba buys $100,000 of US Treasury 10½ s of 31 on margin. If the current market price is 92.16, what is Bubba’s minimum deposit requirement?

Options:

A.

$4,625

B.

$5,550

C.

$10,000

D.

$25,000

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Question 2

If a municipality has funds available to make a partial call of an issue of outstanding serial bonds, which bonds should be called first?

Options:

A.

the shortest maturity

B.

the maturity with the largest number of bonds

C.

the longest maturity

D.

the maturity bearing the lowest interest rate

Question 3

With the Regulation T requirement at 50%, a firm wishes to impose house rules that require a minimum equity of 40%.

Which of the following is true?

Options:

A.

this cannot be implemented because the level is below Reg T

B.

this cannot be implemented since maintenance requirements are only 25% of equity for long positions

C.

this is permissible

D.

this action must be approved by the FRB and FINRA