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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Vendor:
Questions:
400
Last Updated:
Jan 19, 2026
Exam Status:
Stable
FINRA Series-7

Series-7: General Securities Representative Exam 2025 Study Guide Pdf and Test Engine

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

Question 1

What is the importance of the “at risk” rule?

Options:

A.

it limits deductions to the amount at risk

B.

it limits liability to the amount at risk

C.

deductions for interest may not exceed investment income

D.

it prevents carry forward of disallowed interest deductions

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Question 2

Which of the following is available both to owners of stock and owners of limited partnership participations?

Options:

A.

deduction of business expenses from income

B.

a share in the profits from earnings

C.

tax credits

D.

deductions for losses in excess of income earned

Question 3

Bubba wants to buy a US treasury bond with a bid of 97.28 and an asking of 98.2.

How were these prices established?

Options:

A.

by the FINRA

B.

by the Federal Reserve Board

C.

by competitive biding

D.

by the terms of the bond