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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Certification:
General Securities Representative
Vendor:
FINRA
Questions:
400
Last Updated:
Oct 21, 2025
Exam Status:
Stable
FINRA Series-7

Series-7: General Securities Representative Exam 2025 Study Guide Pdf and Test Engine

Are you worried about passing the FINRA Series-7 (Series 7 General Securities Representative Qualification Examination (GS)) exam? Download the most recent FINRA Series-7 braindumps with answers that are 100% real. After downloading the FINRA Series-7 exam dumps training , you can receive 99 days of free updates, making this website one of the best options to save additional money. In order to help you prepare for the FINRA Series-7 exam questions and verified answers by IT certified experts, CertsTopics has put together a complete collection of dumps questions and answers. To help you prepare and pass the FINRA Series-7 exam on your first attempt, we have compiled actual exam questions and their answers. 

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

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Question 1

Under the terms of the 1970 Securities Investor Protection Act, what is the status of a customer whose account assets exceed SIPC insurance coverage when his broker/dealer becomes insolvent?

Options:

A.

the US Treasury is pledged to make up the deficiency

B.

all broker/dealers are assessed to fully satisfy the deficiency

C.

the customer becomes a general creditor of the insolvent firm for the amount of deficiency

D.

SIPC will issue a debenture to guarantee eventual repayment of the deficiency

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Question 2

A buy-in of a customer’s sale transaction is mandated if the securities have not been received by the broker/dealer within how many business days following the settlement date:

Options:

A.

5

B.

10

C.

20

D.

30

Question 3

Bubba buys one XYZ September 50 call at $7 and sells one XYZ September 60 call at $3. At that time, XYZ stock is at $55. Bubba has no other stock positions.

What is Bubba’s maximum possible profit?

Options:

A.

$500

B.

$600

C.

$1,000

D.

unlimited

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