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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Certification:
General Securities Representative
Vendor:
FINRA
Questions:
400
Last Updated:
Feb 19, 2026
Exam Status:
Stable
FINRA Series-7

Series-7: General Securities Representative Exam 2025 Study Guide Pdf and Test Engine

Are you worried about passing the FINRA Series-7 (Series 7 General Securities Representative Qualification Examination (GS)) exam? Download the most recent FINRA Series-7 braindumps with answers that are 100% real. After downloading the FINRA Series-7 exam dumps training , you can receive 99 days of free updates, making this website one of the best options to save additional money. In order to help you prepare for the FINRA Series-7 exam questions and verified answers by IT certified experts, CertsTopics has put together a complete collection of dumps questions and answers. To help you prepare and pass the FINRA Series-7 exam on your first attempt, we have compiled actual exam questions and their answers. 

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

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Question 1

The practice of positioning stock in response to a customer’s order and immediately after marking it up for resale to the customer is:

Options:

A.

a factor to consider in the FINRA guideline

B.

a simultaneous transaction

C.

a riskless transaction

D.

all of the above

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Question 2

A mutual fund with an 8% load and a 1% redemption fee carries a current quote of $6.25 - $6.79. If an investor has tendered his shares for redemption on that basis, the per share price he will receive is approximately:

Options:

A.

$6.79

B.

$6.72

C.

$6.25

D.

$6.19

Question 3

Bubba has been classified as a restricted person according to Rule 2790. He may purchase equity securities of an IPO except:

Options:

A.

to purchase securities to avoid dilution

B.

when the new issue of securities is purchased pursuant to a stand-by agreement

C.

when the transaction is exempt by an order of the FINRA

D.

when the new issue of securities is purchased pursuant to a best effort basis

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