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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Certification:
Vendor:
Questions:
400
Last Updated:
Jul 10, 2025
Exam Status:
Stable
FINRA Series-7

Series-7: FINRA Other Certification Exam 2025 Study Guide Pdf and Test Engine

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

Question 1

What is the term applied to a classification of CMO securities having a stated maturity, average life, and estimated yield?

Options:

A.

tranche

B.

tier

C.

bracket

D.

bucket

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Question 2

Limited partnerships try to avoid recapture because:

Options:

A.

it turns potential capital gains into current taxable income

B.

it may subject the partnership to the add-on tax

C.

it increases the risk of a tax audit

D.

it always increases the investor’s tax bracket

Question 3

Bubba buys a US treasury bond. The interest he earns is:

Options:

A.

subject to federal and state income tax

B.

exempt from federal and state income tax

C.

subject to state income tax but exempt from federal income tax

D.

subject to federal income tax but exempt from state income tax