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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Vendor:
Questions:
400
Last Updated:
Sep 16, 2025
Exam Status:
Stable
FINRA Series-7

Series-7: General Securities Representative Exam 2025 Study Guide Pdf and Test Engine

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

Question 1

In considering the fairness of a firm’s markup, the FINRA considers:

Options:

A.

dealer cost for the security

B.

financial condition of the client

C.

profitability of the member firm

D.

amount of the transaction

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Question 2

Which of the following is true of treasury stock?

Options:

A.

it has voting rights

B.

it is entitled to receive dividends

C.

it is stock that has not been issued

D.

it is stock that has been reacquired by the issuer

Question 3

In the distribution of a new issue, a dealer acting as an underwriter is said to have a:

Options:

A.

firm market

B.

divided account

C.

free ride

D.

firm commitment