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FINRA Series-7 Exam With Confidence Using Practice Dumps

Exam Code:
Series-7
Exam Name:
Series 7 General Securities Representative Qualification Examination (GS)
Certification:
General Securities Representative
Vendor:
FINRA
Questions:
400
Last Updated:
Dec 28, 2025
Exam Status:
Stable
FINRA Series-7

Series-7: General Securities Representative Exam 2025 Study Guide Pdf and Test Engine

Are you worried about passing the FINRA Series-7 (Series 7 General Securities Representative Qualification Examination (GS)) exam? Download the most recent FINRA Series-7 braindumps with answers that are 100% real. After downloading the FINRA Series-7 exam dumps training , you can receive 99 days of free updates, making this website one of the best options to save additional money. In order to help you prepare for the FINRA Series-7 exam questions and verified answers by IT certified experts, CertsTopics has put together a complete collection of dumps questions and answers. To help you prepare and pass the FINRA Series-7 exam on your first attempt, we have compiled actual exam questions and their answers. 

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Series 7 General Securities Representative Qualification Examination (GS) Questions and Answers

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Question 1

Bubba opens an account at a broker/dealer with instructions to “transfer and ship”. This means that:

Options:

A.

all correspondence to Bubba must be sent registered mail

B.

each trade report must note Bubba’s certificate registration instructions

C.

securities purchased must be registered in Bubba’s name and then delivered to him

D.

transactions for Bubba will be transferred to another broker for processing

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Question 2

Bubba buys a US treasury bond. The interest he earns is:

Options:

A.

subject to federal and state income tax

B.

exempt from federal and state income tax

C.

subject to state income tax but exempt from federal income tax

D.

subject to federal income tax but exempt from state income tax

Question 3

Which of the following pairs of corporation characteristics are easiest for a partnership to avoid?

Options:

A.

business objective and centralized management

B.

continuity of life of the business and limited liability

C.

two or more associates and free transferability of assets

D.

continuity of life of the business and transferability of assets

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