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The chief compliance officer at a global bank that operates in the US, EU, and other countries is responsible for navigating the US and EU regulations related to anti-money laundering (AML) and sanctions as well as any local regulations in the countries where it operates.
What should be the primary compliance concern of the bank?
A prospective client walks into an accounting firm wanting to incorporate a company. The accountant feels uncomfortable after the meeting.
Which two of the accountant's observations warrant escalation to the compliance officer? (Select Two.)
Non-compliance with relevant anti-money laundering laws and regulations can result in: (Select Two.)