IIA IIA-CIA-Part3 Exam With Confidence Using Practice Dumps

Importance of Secure Protocols for Web Server Management:

Web servers handle sensitive data, including user credentials, financial information, and confidential communications.

Using secure protocols like HTTPS, SFTP, and TLS-encrypted SMTP ensures data is encrypted and protected from cyber threats.

Risks of Clear-Text Protocols (HTTP & FTP):

HTTP (Hypertext Transfer Protocol) and FTP (File Transfer Protocol) transmit data in plaintext, making them vulnerable to man-in-the-middle (MITM) attacks, packet sniffing, and unauthorized access.

SFTP (Secure File Transfer Protocol) and HTTPS (Hypertext Transfer Protocol Secure) encrypt data, mitigating these risks.

Why Other Options Are Incorrect:

A. The file transfer protocol (FTP) should always be enabled – Incorrect.

FTP is not secure, and enabling it can expose the server to unauthorized file access and cyberattacks.

B. The simple mail transfer protocol (SMTP) should be operating under the most privileged accounts – Incorrect.

SMTP should operate with minimal privileges to reduce security risks in case of a breach.

C. The number of ports and protocols allowed to access the web server should be maximized – Incorrect.

Minimizing open ports and protocols reduces the attack surface and limits unauthorized access.

IIA’s Perspective on IT Security and Web Server Management:

IIA Standard 2110 – Governance requires organizations to establish secure IT practices, including encryption and secure protocols.

IIA GTAG (Global Technology Audit Guide) on IT Risks emphasizes minimizing security vulnerabilities by using encrypted communication.

ISO 27001 Security Standard recommends secure transmission protocols for protecting sensitive data.

IIA References:

IIA Standard 2110 – IT Security and Governance

IIA GTAG – IT Risks and Secure Web Server Management

ISO 27001 Security Standard – Data Encryption and Secure Transmission

Thus, the correct and verified answer is D. Secure protocols for confidential pages should be used instead of clear-text protocols such as HTTP or FTP.

Understanding Predictive Analytics:

Predictive analytics involves using historical data, statistical algorithms, and machine learning techniques to forecast future trends and behaviors.

It applies assumptions and models patterns to predict outcomes, helping businesses make proactive decisions.

Why Option B is Correct:

Predictive analytics is forward-looking and uses assumptions (e.g., weather conditions) to predict where stock levels would decrease more quickly.

This aligns with the goal of predictive analytics: forecasting potential events before they occur.

Why Other Options Are Incorrect:

A. Analyzed instances where parts were out of stock before scheduled deliveries: This is descriptive analytics, as it looks at past data without making future predictions.

C. Analyzed past stockouts and found a correlation with stormy weather: This is diagnostic analytics, as it identifies past correlations but does not predict future trends.

D. Modeled different scenarios for stock reordering and delivery decisions: This is prescriptive analytics, which focuses on decision-making rather than predictions.

IIA Standards and References:

IIA GTAG on Data Analytics (2017): Highlights predictive analytics as a tool for forecasting risks and operational inefficiencies.

IIA Standard 1220 – Due Professional Care: Encourages auditors to use analytical techniques to anticipate potential issues.

COSO ERM Framework: Supports the use of predictive models to improve risk management and strategic planning.

Thus, the correct answer is B: A supplier of electrical parts analyzed sales, applied assumptions related to weather conditions, and identified locations where stock levels would decrease more quickly.

Earned Value Analysis (EVA) is a project management technique that integrates scope, time, and cost data to measure project performance and progress objectively. EVA allows internal auditors to assess whether a software development project is on track by comparing planned work with completed work and actual costs.

Here’s why EVA is the most appropriate choice:

Evaluates Project Progress and Performance – EVA measures how much work has been completed against the planned schedule and budget, helping auditors analyze project efficiency.

Identifies Deviations – It highlights cost overruns or delays in task completion, which is critical for software development projects.

Uses Key Metrics – EVA includes essential indicators like:

Planned Value (PV) – The budgeted cost of work scheduled.

Earned Value (EV) – The value of actual work performed.

Actual Cost (AC) – The real cost incurred for work completed.

Schedule Variance (SV) and Cost Variance (CV) – Indicators of deviations from planned performance.

Supports Risk-Based Internal Audit Approach – The IIA emphasizes risk-based auditing, and EVA helps auditors assess risks related to project cost overruns, schedule slippage, and performance gaps.

A. A Balanced Scorecard – This measures overall organizational performance across perspectives (financial, customer, internal processes, and learning & growth), but it is not specifically designed for evaluating project task completion.

B. A Quality Audit – This focuses on compliance with quality standards and does not measure project task completion efficiency.

D. Trend Analysis – This evaluates patterns over time but does not provide a structured measurement of project progress in terms of cost, time, and completion percentage.

The IIA’s GTAG (Global Technology Audit Guide) on IT Project Management – Recommends using earned value analysis for project auditing.

IIA’s International Professional Practices Framework (IPPF) – Performance Standard 2120 (Risk Management) – Emphasizes the need for internal auditors to evaluate the effectiveness of project risk management, which EVA supports.

COSO’s Enterprise Risk Management (ERM) Framework – Encourages structured performance measurement techniques like EVA to monitor projects.

Why Not the Other Options?IIA References:Thus, Earned Value Analysis (EVA) is the correct answer because it provides a precise, quantitative way to measure project performance. ✅