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ISO 14001 ISO-14001-Lead-Auditor Release Date

PECB Certified EMS ISO 14001 Lead Auditor Exam Questions and Answers

Question 5

A multi-level shopping centre is open every day to the public from 09:00–21:00 hours. During an external audit of the centre to ISO 14001, you establish that there are 40 vending machines that are permanently switched on. Thirty of them do not sell perishable foodstuffs. You also note that there are eight escalators in the complex that run constantly during public access. When asked about environmental performance improvement objectives, the Centre Manager says that there are plans to increase the natural daylight by installing more skylights thus saving on lighting costs, but the estimated budget for this has not yet been approved by the board.

You: I note that energy consumption is a significant environmental aspect in the centre. How do you mitigate the impacts of this?

EMS Manager: We try to reduce our energy costs by negotiating a better deal from the energy company. We are considering changing to one that only supplies electricity from renewable sources.

You: What steps have you taken to reduce overall consumption?

EMS Manager: We conducted awareness training for staff. For example, turning off lights in staff areas not being used.

You: I see that the escalators account for the highest usage of energy. Are there any objectives to try and reduce this?

EMS Manager: No, it would be too costly to change them.

You: How do you measure electricity consumption?

EMS Manager: We have meters installed in each floor of the centre. We take readings every hour and we plot the consumption graph for every staff shift.

You continue the interview and find that energy consumption has increased steadily over the past five years. Select the two statements that are true.

Options:

A.

The centre staff are responsible for energy consumption in the staff areas.

B.

The vending machines are switched on permanently.

C.

The Centre Manager is trained in energy awareness.

D.

The organisation's energy supplier sources renewable energy.

E.

The escalators are switched on permanently.

F.

The organisation should take action to address its energy consumption.

Question 6

In the case of ISO 14001 EMS audits that follow the recommendations of ISO 19011, which two of the following statements are true?

Options:

A.

Internal auditors can audit their own work.

B.

The audit plan should consider the effect of the audit activities on the auditee's processes.

C.

An audit on an external provider may also be referred to as a third-party audit.

D.

The frequency of internal audits is determined based on the environmental importance of the processes concerned.

E.

Second-party audits are conducted by certification body auditors with experience in evaluating legal compliance.

F.

EMS auditors do not need to evaluate the organisation's capability to respond to and recover from disruptive incidents.

Question 7

A management system meeting ISO 14001:2015 requirements is based on the Plan-Do-Check-Act (PDCA) cycle.

Which two elements of the management system are part of the 'Check' stage of the PDCA cycle?

Options:

A.

Control of the processes

B.

Environmental policy

C.

Improvement

D.

Nonconformities

E.

Management review

F.

Monitoring performance

Question 8

Which two of the following phrases would apply to "audit criteria"?

Options:

A.

Management policy

B.

Financial objectives

C.

Nonconformity report

D.

Audit conclusions

E.

Auditor competence

F.

ISO 14001 requirements