Advanced-CAMS-Audit Exam Dumps : Advanced CAMS-Audit Certification Exam

Transaction reporting procedures used to report suspicious transactions to the regulator

Transaction monitoring procedures that specify the information that will be retained in each transaction

Account opening procedures that specify the information that will be obtained from each customer

Customer enhanced due diligence procedures used to identify unusual transactions

Ask the account officers whether the CDD and KYC information provided is correct.

Confirm with client onboarding teams whether or not high-risk customers exist.

Review the accuracy of the gap analysis of the CDD and KYC policies and procedures against local regulations.

Evaluate the results of the sample testing of new and existing customer relationships for adherence to the CDD and KYC process.

Confirm if suspicious activity reports were filed following escalation for non-compliance with the CDD and KYC process.

Documentation record keeping

Suspicious activity reporting

Cryptocurrency threat assessment

Financial results reporting

Mandatory training requirements

Credit risk assessment