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ACI 3I0-012 Exam With Confidence Using Practice Dumps

Exam Code:
3I0-012
Exam Name:
ACI Dealing Certificate
Certification:
Vendor:
Questions:
740
Last Updated:
Aug 12, 2026
Exam Status:
Stable
ACI 3I0-012

3I0-012: ACI-Financial Exam 2025 Study Guide Pdf and Test Engine

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ACI Dealing Certificate Questions and Answers

Question 1

Which of the following statements is true?

Options:

A.

Prices quoted by brokers should be taken to be firm in marketable amounts unless otherwise qualified

B.

Prices quoted by brokers should be taken to be indicative in marketable amounts unless otherwise qualified

C.

Prices quoted by brokers should be taken to be firm in amounts of 1,000,000.00 of the quoted currency unless otherwise qualified

D.

Prices quoted by brokers should be taken to be indicative in amounts of 1,000,000.00 of the base currency unless otherwise qualified

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Question 2

In spite of having agreed to a deal, dealers are not bound to its terms if it is “subject to documentation”. What position does the Model Code take with regard to this practice?

Options:

A.

The practice of making a transaction subject to documentation is not regarded as good practice.

B.

It urges dealers to be bear in mind that this is a common practice for capital market deals.

C.

The Model Code does not comment on the matter.

D.

It recommends that national ACI Associations deal with this issue according to their local customs.

Question 3

With regard to operational risk awareness, which of the following best practices is incorrect?

Options:

A.

A report describing operational risks, the most significant incidents and corrective plans of action should be established on a quarterly basis.

B.

It is good practice to collect and analyze incidents and near-misses so as to set up preventive action plans for the future.

C.

Every time a report describing operational risks is produced, it should be provided to senior management.

D.

Whenever possible action plans should be put in place that mitigate operational risks that have been identified.