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IIA IIA-CFSA Exam With Confidence Using Practice Dumps

Exam Code:
IIA-CFSA
Exam Name:
Certified Financial Services Auditor
Certification:
Vendor:
Questions:
511
Last Updated:
Jul 3, 2025
Exam Status:
Stable
IIA IIA-CFSA

IIA-CFSA: IIA Other Certification Exam 2025 Study Guide Pdf and Test Engine

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Certified Financial Services Auditor Questions and Answers

Question 1

Some organizations have information protection policies that place the burden of information protection on managers in individual organizational units. An information protection policy may include:

Options:

A.

Statements that define information as an asset that must be protected to different degrees based on its sensitivity, criticality, and value, regardless of the media on which it is stored, the manual or automated systems that process it, or the methods by which it is distributed

B.

Statements outlining the responsibilities of information owners, custodians and users

C.

Definitions of the previously audited data and its classifications

D.

Both A & B

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Question 2

Which one of the following activities is not related to the trust committee activities that should be reviewed?

Options:

A.

Whether regular meetings are held and documented by meeting minutes

B.

Whether the trust committee contains at least one member who is not a bank officer

C.

Whether there is adequate oversight of the trust committee’s activities by board of directors

D.

None of these

Question 3

A UIT typically issues redeemable securities (or “units”), like a mutual fund, which means:

Options:

A.

That the UITs typically will make a one-time “public offering”

B.

A UIT does not activity trade its investment portfolio

C.

That the UIT will, buy back an investor’s request at their approximate net asset value

D.

All of these